Financial Services Guide
Financial Services Guide (FSG)
Fourth Point Pty Ltd trading as Unbroker
1. About This Document
This Financial Services Guide (FSG) provides you with important information about the financial services offered by Fourth Point Pty Ltd (ABN 83 648 875 478) trading as Unbroker (“Unbroker”). It is designed to help you make an informed decision about whether to use our services. It includes details on who we are, the services we offer, how we are paid, how we handle complaints, and how we protect your information.
This FSG relates specifically to the financial services provided by Unbroker. It does not govern other aspects of our platform, such as technical support, website usage, or ancillary services unrelated to financial product dealing.
2. Who We Are
Unbroker Pty Ltd is a provider of execution-only services for the sale of listed securities. We operate under a Corporate Authorised Representative arrangement:
- Corporate Authorised Representative Number: 1316598
- Authorising Licensee: ShareX Pty Ltd
- Australian Financial Services Licence (AFSL) Number: 519872
Unbroker is authorised to provide financial services on behalf of the Licensee listed above. This means we are not independently licensed; instead, we are appointed and supervised by the Licensee under their AFSL.
We are not licensed to provide personal advice and do not take your personal objectives, financial situation, or needs into account.
3. Our Services
Unbroker offers execution-only services to facilitate the one-off sale of issuer-sponsored and other listed shareholdings. Specifically, we:
- Act on instructions you provide via our website to sell shares registered in your name
- Operate on a non-advisory, execution-only basis
- Do not recommend, advise, or promote particular financial products
We do not provide:
- Personal or general financial advice
- Investment strategy guidance
- Portfolio reviews or comparisons
All services are offered online via our platform at unbroker.com.au.
4. How to Use Our Services
To use Unbroker’s services, you must complete the online form at unbroker.com.au, provide the required identification and documentation, and authorise Unbroker to sell your shares. We will:
- Verify the information provided
- Transfer the shares into an account controlled by Unbroker
- Sell the shares on-market
- Disburse proceeds to your nominated bank account, net of fees, typically within two business days of settlement
We rely entirely on the information you provide and do not verify your financial circumstances or goals.
5. Costs and Remuneration
Unbroker charges transaction fees which may vary based on the shareholding structure and service level selected. All current fees are clearly disclosed at unbroker.com.au/pricing.
Unbroker may pay referral fees or commissions to third-party referrers (e.g. accountants, solicitors, or financial professionals). These arrangements do not affect the fees you pay to us. If you were referred to us by a third party, you may wish to ask them about any potential benefit they receive.
6. Associations and Conflicts of Interest
Unbroker does not have any ownership links or associations with product issuers or market participants that would influence the services we provide. We may have commercial arrangements with registries, referrers, and technology providers.
Unbroker will always act on your instructions and in accordance with its execution-only mandate.
7. Compensation Arrangements
Unbroker holds Professional Indemnity Insurance that satisfies the requirements of section 912B of the Corporations Act 2001. This covers claims made against us by clients for financial services provided under our authorisation.
8. Privacy
We are committed to protecting your privacy. Your personal information is collected, stored, and disclosed in accordance with our Privacy Policy, which complies with the Australian Privacy Principles.
We use your data only to process transactions, verify your identity, comply with legal obligations, and operate our platform. We do not provide your personal information to third parties without your consent, except where required by law.
9. Complaints
If you have a complaint about our service:
- Please contact us directly.
- If we cannot resolve it to your satisfaction within 30 days, you may escalate your complaint to the Australian Financial Complaints Authority (AFCA):
- Phone: 1800 931 678
- Website: www.afca.org.au
- Email: info@afca.org.au
10. Contact Details
Unbroker
Website: www.unbroker.com.au
Email: info@unbroker.com.au
This FSG was prepared and issued by Fourth Point Pty Ltd trading as Unbroker in August 2025. It remains valid unless replaced by a more recent version.
